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MAXLINEAR, INC Director's Dealing 2020

May 22, 2020

31984_dirs_2020-05-22_a36cf739-f1d5-449c-9d66-107aad1d46cf.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MAXLINEAR INC (MXL)
CIK: 0001288469
Period of Report: 2020-05-20

Reporting Person: LaChance Michael J. (Vice President, Operations)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-05-20 Common Stock M 2018 Acquired 34866 Direct
2020-05-20 Common Stock F 2018 $17.37 Disposed 32848 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-05-20 Restricted Stock Units $ M 504 Disposed Common Stock (504.0) Direct
2020-05-20 Restricted Stock Units $ M 756 Disposed Common Stock (756.0) Direct
2020-05-20 Restricted Stock Units $ M 758 Disposed Common Stock (758.0) Direct

Footnotes

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2: Includes 1,247 shares of Common Stock acquired under the Company's 2010 Employee Stock Purchase Plan on May 15, 2020.

F3: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 23,373 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award shall be fully vested on February 20, 2021.

F4: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 35,021 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2022.

F5: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 21,949 RSUs subject to the award will vest on May 20, 2020; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2021; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2022; forty percent (40%) of the RSUs subject to the award will vest on May 20, 2023, such that the award shall be fully vested on May 20, 2023.