MAXLINEAR, INC — Director's Dealing 2020

Jul 23, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MAXLINEAR INC (MXL)
CIK: 0001288469
Period of Report: 2020-07-20

Reporting Person: SEENDRIPU KISHORE (Director, Chairman, President and CEO, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-07-20	Common Stock	G	396526	—	Disposed	877604	Indirect
2020-07-20	Common Stock	G	396526	—	Acquired	396526	Indirect
2020-07-20	Common Stock	G	396526	—	Disposed	481078	Indirect
2020-07-20	Common Stock	G	396526	—	Acquired	396526	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	100651	Direct
Common Stock	410731	Indirect
Common Stock	410731	Indirect
Common Stock	500000	Indirect
Common Stock	500000	Indirect
Common Stock	394891	Indirect
Common Stock	394891	Indirect
Common Stock	18920	Indirect

Footnotes

F1: Includes 582,064 shares received as an annuity payment from the Kishore V. Seendripu 2018 Annuity Trust dated May 12, 2018 and 582,064 shares received as an annuity payment from the Rekha S. Seendripu 2018 Annuity Trust dated May 12, 2018, each a grantor retained annuity trust for which the Reporting Person serves as trustee.

F2: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

F3: Shares held by the IKS Heritage Trust dated July 13, 2020, a trust for the benefit of the Reporting Person's child, for which the Reporting Person, the Reporting Person's spouse and the Reporting Person's sister-in-law serve as co-trustees.

F4: Shares held by the SS Heritage Trust dated July 13, 2020, a trust for the benefit of the Reporting Person's child, for which the Reporting Person, the Reporting Person's spouse the Reporting Person's sister-in-law serve as co-trustees.

F5: Shares held by the Kishore V. Seendripu 2019 Annuity Trust dated May 6, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee.

F6: Shares held by the Rekha S. Seendripu 2019 Annuity Trust dated May 6, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee.

F7: Shares held by the Kishore V. Seendripu 2019-2 Annuity Trust dated November 9, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee.

F8: Shares held by the Rekha S. Seendripu 2019-2 Annuity Trust dated November 9, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee.

F9: Shares held by the Kishore V. Seendripu 2020 Annuity Trust A dated June 1, 2020, a grantor retained annuity trust, for which the Reporting Person serves as trustee.

F10: Shares held by the Rekha S. Seendripu 2020 Annuity Trust A dated June 1, 2020, a grantor retained annuity trust, for which the Reporting Person serves as trustee.

F11: Shares held by the Seendripu Relatives Trust dated 10/5/09, a trust for the benefit of the Reporting Person's parents and siblings, and for which the Reporting Person serves as trustee.