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MAXLINEAR, INC — Director's Dealing 2019
Jan 14, 2019
31984_dirs_2019-01-14_68563227-78bc-4700-955a-bd867682c040.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MAXLINEAR INC (MXL)
CIK: 0001288469
Period of Report: 2019-01-10
Reporting Person: SCHROCK DONALD E (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-01-10 | Common Stock | M | 6217 | — | Acquired | 41703 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-01-10 | Restricted Stock Units | $ | M | 6217 | Disposed | Common Stock (6217.0) | Direct |
Footnotes
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.
F2: Subject to the Reporting Person's continuing as a Director through such date, one hundred percent (100%) of the RSUs subject to the award vested on May 1, 2017. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on May 1, 2017. On January 10, 2019, the deferred shares of Common Stock were delivered to the Reporting Person.
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