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MAXLINEAR, INC — Director's Dealing 2019
Feb 13, 2019
31984_dirs_2019-02-13_dc592b98-fc38-46b1-a1ae-66468732ae38.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MAXLINEAR INC (MXL)
CIK: 0001288469
Period of Report: 2019-02-12
Reporting Person: PARDUN THOMAS E (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-12 | Common Stock | M | 16575 | $4.2581 | Acquired | 82827 | Direct |
| 2019-02-12 | Common Stock | S | 16575 | $22.1468 | Disposed | 66252 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-02-12 | Stock Option (right to buy) | $4.2581 | M | 16575 | Disposed | 2019-07-27 | Common Stock (16575.0) | Direct |
Footnotes
F1: Represents the weighted average share price of an aggregate total of 16,575 shares sold in the price range of $22.05 to $22.25 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: 34,575 options were originally granted on July 28, 2009. Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2004 Stock Plan) through each applicable vesting date, twenty five percent (25%) of the shares subject to the option vested and became exercisable on July 28, 2010, and 2.08% of the shares vested and became exercisable at the end of each monthly period thereafter.