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MAXLINEAR, INC — Director's Dealing 2019
Mar 1, 2019
31984_dirs_2019-03-01_4af823ca-9a26-4b95-9b29-a36d9ff4daa5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MAXLINEAR INC (MXL)
CIK: 0001288469
Period of Report: 2019-02-28
Reporting Person: SCHROCK DONALD E (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-28 | Common Stock | M | 34575 | $7.4478 | Acquired | 76278 | Direct |
| 2019-02-28 | Common Stock | S | 34575 | $25.3559 | Disposed | 41703 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-02-28 | Stock Option (right to buy) | $7.4478 | M | 34575 | Disposed | 2019-10-26 | Common Stock (34575.0) | Direct |
Footnotes
F1: Represents the weighted average share price of an aggregate total of 34,575 shares sold in the price range of $25.25 to $25.40 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2004 Stock Plan) through each applicable vesting date, twenty five percent (25%) of the shares subject to the option vested and became exercisable on October 27, 2010, and 2.08% of the shares vested and became exercisable at the end of each monthly period thereafter.