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MAXLINEAR, INC — Director's Dealing 2019
Apr 12, 2019
31984_dirs_2019-04-12_82de1e6b-bda7-4ce6-a929-13f21f2e69c1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MAXLINEAR INC (MXL)
CIK: 0001288469
Period of Report: 2019-04-11
Reporting Person: REDDY MADHUKAR (VP, Central Engineering)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-04-11 | Common Stock | M | 80000 | $4.81 | Acquired | 350780 | Direct |
| 2019-04-11 | Common Stock | M | 50000 | $5.64 | Acquired | 400780 | Direct |
| 2019-04-11 | Common Stock | F | 72506 | $26.85 | Disposed | 328274 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-04-11 | Stock Option (right to buy) | $4.81 | M | 80000 | Disposed | 2019-05-10 | Common Stock (80000.0) | Direct |
| 2019-04-11 | Stock Option (right to buy) | $5.64 | M | 50000 | Disposed | 2019-08-09 | Common Stock (50000.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 29269 | Indirect |
| Common Stock | 29269 | Indirect |
Footnotes
F1: Shares held by Madhukar Reddy Cust Anavi Maram Reddy UTMA, for which the Reporting Person serves as custodian.
F2: Shares held by Madhukar Reddy Cust Arnav Maram Reddy UTMA, for which the Reporting Person serves as custodian.
F3: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 80,000 shares subject to the option vested and became exercisable on May 10, 2013, and an additional twenty five percent (25%) of the shares subject to the option vested and became exercisable on each successive anniversary thereafter, such that the option became fully vested and exercisable on May 10, 2016.
F4: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one forty-eighth (1/48th) of the 50,000 shares subject to the option vested and became exercisable on each one month anniversary of the vesting commencement date, such that the option became fully vested and exercisable on August 9, 2016.