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MAXLINEAR, INC — Director's Dealing 2019
Sep 20, 2019
31984_dirs_2019-09-19_3d0cf575-0e44-4b10-9903-10e8e3ae1017.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MAXLINEAR INC (MXL)
CIK: 0001288469
Period of Report: 2019-09-18
Reporting Person: SEENDRIPU KISHORE (Director, Chairman, President and CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-09-18 | Common Stock | S | 10500 | $22.4625 | Disposed | 1336202 | Indirect |
| 2019-09-18 | Common Stock | G | 12500 | — | Disposed | 1323702 | Indirect |
| 2019-09-19 | Common Stock | S | 10500 | $22.6066 | Disposed | 1313202 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 20677 | Direct |
| Common Stock | 18920 | Indirect |
Footnotes
F1: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on June 13, 2019 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.
F2: Represents the weighted average share price of an aggregate total of 10,500 shares sold in the price range of $22.16 to $22.81 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.
F4: Represents the weighted average share price of an aggregate total of 10,500 shares sold in the price range of $22.28 to $22.88 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F5: Shares held by the Seendripu Relatives Trust dated 10/5/09, a trust for the benefit of the Reporting Person's parents and siblings, and for which the Reporting Person serves as trustee.