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MAXLINEAR, INC — Director's Dealing 2019
Nov 7, 2019
31984_dirs_2019-11-06_ca7de7c6-7cba-4800-bfb5-3536a292bf7e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MAXLINEAR INC (MXL)
CIK: 0001288469
Period of Report: 2019-11-05
Reporting Person: SEENDRIPU KISHORE (Director, Chairman, President and CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-11-05 | Common Stock | S | 10400 | $20.1139 | Disposed | 1282002 | Indirect |
| 2019-11-06 | Common Stock | S | 800 | $20.0479 | Disposed | 1281202 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 20677 | Direct |
| Common Stock | 18920 | Indirect |
Footnotes
F1: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on June 13, 2019 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.
F2: Represents the weighted average share price of an aggregate total of 10,400 shares sold in the price range of $20.00 to $20.24 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.
F4: Represents the weighted average share price of an aggregate total of 800 shares sold in the price range of $20.02 to $20.07 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F5: Shares held by the Seendripu Relatives Trust dated 10/5/09, a trust for the benefit of the Reporting Person's parents and siblings, and for which the Reporting Person serves as trustee.