MAXLINEAR, INC — Director's Dealing 2019

Dec 12, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MAXLINEAR INC (MXL)
CIK: 0001288469
Period of Report: 2019-12-11

Reporting Person: SEENDRIPU KISHORE (Director, Chairman, President and CEO, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-12-11	Common Stock	S	30000	$20.1068	Disposed	251202	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	28888	Direct
Common Stock	500000	Indirect
Common Stock	500000	Indirect
Common Stock	18920	Indirect
Common Stock	582064	Indirect
Common Stock	582604	Indirect
Common Stock	805622	Indirect
Common Stock	805622	Indirect

Footnotes

F1: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on June 13, 2019 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

F2: Represents the weighted average share price of an aggregate total of 30,000 shares sold in the price range of $20.00 to $20.19 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

F4: Shares held by the Kishore V. Seendripu 2019-2 Annuity Trust dated November 9, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee.

F5: Shares held by the Rekha S. Seendripu 2019-2 Annuity Trust dated November 9, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee.

F6: Shares held by the Seendripu Relatives Trust dated 10/5/09, a trust for the benefit of the Reporting Person's parents and siblings, and for which the Reporting Person serves as trustee.

F7: Shares held by the Kishore V. Seendripu 2018 Annuity Trust dated May 12, 2018 (the "K. S. 2018 Annuity Trust"), a grantor retained annuity trust, for which the Reporting Person serves as trustee. The shares held by the K. S. 2018 Annuity Trust were inadvertently omitted as a holding in Form 4s filed August 9, 2019, August 22, 2019, September 19, 2019, October 11, 2019, November 6, 2019, November 22, 2019 and November 27, 2019.

F8: Shares held by the Rekha S. Seendripu 2018 Annuity Trust dated May 12, 2018 (the "R. S. 2018 Annuity Trust"), a grantor retained annuity trust, for which the Reporting Person serves as trustee. The shares held by the R. S. 2018 Annuity Trust were inadvertently omitted as a holding in Form 4s filed August 9, 2019, August 22, 2019, September 19, 2019, October 11, 2019, November 6, 2019, November 22, 2019 and November 27, 2019.

F9: Shares held by the Kishore V. Seendripu 2019 Annuity Trust dated May 6, 2019 (the "K. S. 2019 Annuity Trust"), a grantor retained annuity trust, for which the Reporting Person serves as trustee. The shares held by the K. S. 2019 Annuity Trust were inadvertently omitted as a holding in Form 4s filed August 9, 2019, August 22, 2019, September 19, 2019, October 11, 2019, November 6, 2019, November 22, 2019 and November 27, 2019.

F10: Shares held by the Rekha S. Seendripu 2019 Annuity Trust dated May 6, 2019 (the "R. S. 2019 Annuity Trust"), a grantor retained annuity trust, for which the Reporting Person serves as trustee. The shares held by the R. S. 2019 Annuity Trust were inadvertently omitted as a holding in Form 4s filed August 9, 2019, August 22, 2019, September 19, 2019, October 11, 2019, November 6, 2019, November 22, 2019 and November 27, 2019.