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MAXLINEAR, INC Director's Dealing 2018

Mar 6, 2018

31984_dirs_2018-03-06_ded5ee06-c010-496c-9687-4b148716e8fe.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MAXLINEAR INC (MXL)
CIK: 0001288469
Period of Report: 2018-03-05

Reporting Person: LING CURTIS (Director, Chief Technical Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-03-05 Common Stock M 32000 $9.10 Acquired 912117 Direct
2018-03-05 Common Stock S 22321 $22.897 Disposed 889796 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-03-05 Stock Option (Right to Buy) $9.10 M 32000 Disposed 2018-05-06 Common Stock (32000) Direct

Footnotes

F1: Represents the weighted average share price of an aggregate total of 22,321 shares sold in the price range of $22.79 to $22.95 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 32,000 shares subject to the option vested and became exercisable May 6, 2012, and, thereafter, twenty percent (20%) of the shares subject to the option vested and became exercisable on May 6, 2013, thirty percent (30%) of the shares subject to the option vested and became exercisable on the May 6, 2014, and forty percent (40%) of the shares subject to the option vested and became exercisable May 6, 2015, such that the option became fully vested and exercisable on May 6, 2015.