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MAXLINEAR, INC Director's Dealing 2018

Oct 4, 2018

31984_dirs_2018-10-04_ee387bd7-7ec2-41d4-8aa9-069ec0a80020.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MAXLINEAR INC (MXL)
CIK: 0001288469
Period of Report: 2018-10-03

Reporting Person: LOUGHEED JAMES (See Remarks)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-10-03 Common Stock M 785 $0.00 Acquired 6827 Direct
2018-10-03 Common Stock F 785 $19.84 Disposed 6042 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-10-03 Restricted Stock Units $ M 785 Disposed Common Stock (785) Direct

Footnotes

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 9,088 RSUs subject to the award shall vest on October 3, 2017, and twenty five percent (25%) of the RSUs subject to the award shall vest on October 3rd each year thereafter.