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MAXLINEAR, INC — Director's Dealing 2018
Oct 4, 2018
31984_dirs_2018-10-04_ee387bd7-7ec2-41d4-8aa9-069ec0a80020.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MAXLINEAR INC (MXL)
CIK: 0001288469
Period of Report: 2018-10-03
Reporting Person: LOUGHEED JAMES (See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-10-03 | Common Stock | M | 785 | $0.00 | Acquired | 6827 | Direct |
| 2018-10-03 | Common Stock | F | 785 | $19.84 | Disposed | 6042 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-10-03 | Restricted Stock Units | $ | M | 785 | Disposed | Common Stock (785) | Direct |
Footnotes
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.
F2: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 9,088 RSUs subject to the award shall vest on October 3, 2017, and twenty five percent (25%) of the RSUs subject to the award shall vest on October 3rd each year thereafter.
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