AI assistant
MAXLINEAR, INC — Director's Dealing 2018
Dec 4, 2018
31984_dirs_2018-12-04_d62e6e6d-bb58-400c-a8e3-1b02e9c26a8d.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MAXLINEAR INC (MXL)
CIK: 0001288469
Period of Report: 2018-12-03
Reporting Person: LaChance Michael J. (Vice President, Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-12-03 | Common Stock | M | 43115 | $6.93 | Acquired | 131232 | Direct |
| 2018-12-03 | Common Stock | S | 43115 | $20.7846 | Disposed | 88117 | Direct |
| 2018-12-04 | Common Stock | S | 6885 | $20.56 | Disposed | 81232 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-12-03 | Stock Option (Right to Buy) | $6.93 | M | 43115 | Disposed | 2020-05-14 | Common Stock (43115) | Direct |
Footnotes
F1: Represents the weighted average share price of an aggregate total of 43,115 shares sold in the price range of $20.26 to $20.955 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 43,115 shares subject to the option vested and became exercisable on May 14, 2014, and an additional twenty five percent (25%) of the shares subject to the option vested and became exercisable on each successive anniversary thereafter, such that the option became fully vested and exercisable on May 14, 2017.