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MAXLINEAR, INC — Director's Dealing 2017
May 26, 2017
31984_dirs_2017-05-25_53953398-c9fb-432c-a88c-0ce7166985d9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MAXLINEAR INC (MXL)
CIK: 0001288469
Period of Report: 2017-05-24
Reporting Person: PARDUN THOMAS E (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-25 | Common Stock | M | 21149 | $9.10 | Acquired | 87401 | Direct |
| 2017-05-25 | Common Stock | S | 21149 | $31.1337 | Disposed | 66252 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-05-24 | Restricted Stock Units | $ | A | 4138 | Acquired | Common Stock (4138) | Direct | |
| 2017-05-25 | Stock Option (Right to Buy) | $9.10 | M | 21149 | Disposed | 2018-05-06 | Common Stock (21149) | Direct |
Footnotes
F1: Represents the weighted average share price of an aggregate total of 21,149 shares sold in the price range of $31.10 to $31.185 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.
F3: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2018 or the date immediately preceding the 2018 annual meeting of stockholders.
F4: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such applicable vesting date, one hundred percent (100%) of the shares subject to the option vested and became exercisable on the day prior to the 2012 annual meeting of stockholders.