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MAXLINEAR, INC — Director's Dealing 2017
May 31, 2017
31984_dirs_2017-05-30_884a7d28-5701-4e4c-827b-1d1b7ccc0422.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MAXLINEAR INC (MXL)
CIK: 0001288469
Period of Report: 2017-05-25
Reporting Person: REDDY MADHUKAR (VP, Central Engineering)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-25 | Common Stock | M | 30000 | $1.1613 | Acquired | 226671 | Direct |
| 2017-05-25 | Common Stock | S | 30000 | $31.267 | Disposed | 196671 | Direct |
| 2017-05-30 | Common Stock | M | 22979 | $1.1613 | Acquired | 219650 | Direct |
| 2017-05-30 | Common Stock | S | 22979 | $31.3793 | Disposed | 196671 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-05-25 | Stock Option (Right to Buy) | $1.1613 | M | 30000 | Disposed | 2017-08-07 | Common Stock (30000) | Direct |
| 2017-05-30 | Stock Option (Right to Buy) | $1.1613 | M | 22979 | Disposed | 2017-08-07 | Common Stock (22979) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 26569 | Indirect |
| Common Stock | 26569 | Indirect |
Footnotes
F1: Represents the weighted average share price of an aggregate total of 30,000 shares sold in the price range of $31.035 to $31.45 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: Represents the weighted average share price of an aggregate total of 22,979 shares sold in the price range of $31.25 to $31.50 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: Shares held by Madhukar Reddy Cust Anavi Maram Reddy UTMA, for which the Reporting Person serves as custodian.
F4: Shares held by Madhukar Reddy Cust Arnav Maram Reddy UTMA, for which the Reporting Person serves as custodian.
F5: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2004 Stock Plan) through each applicable vesting date, twenty five (25%) of the 154,998 shares subject to the option vested and became exercisable on August 7, 2008, and 2.08% of the shares vested and became exercisable at the end of each monthly period thereafter.