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MAXLINEAR, INC — Director's Dealing 2017
May 31, 2017
31984_dirs_2017-05-30_b95e59f6-8bd4-4565-8fc0-366a33bc652c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MAXLINEAR INC (MXL)
CIK: 0001288469
Period of Report: 2017-05-26
Reporting Person: CRADDOCK STEVEN (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-26 | Common Stock | M | 20000 | $9.10 | Acquired | 73752 | Direct |
| 2017-05-26 | Common Stock | S | 20000 | $30.8641 | Disposed | 53752 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-05-26 | Stock Option (Right to Buy) | $9.10 | M | 20000 | Disposed | 2018-05-06 | Common Stock (20000) | Direct |
Footnotes
F1: Represents the weighted average share price of an aggregate total of 20,000 shares sold in the price range of $30.77 to $31.00 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-third (1/3rd) of the shares subject to the option vested and became exercisable on each anniversary of May 6, 2011, such that one hundred percent (100%) of the shares subject to the option were vested and exercisable on the third (3rd) anniversary of May 6, 2011.