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MAXLINEAR, INC — Director's Dealing 2016
Apr 11, 2016
31984_dirs_2016-04-11_e0989497-8e3e-4834-ad7b-0d27caaac1ba.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MAXLINEAR INC (MXL)
CIK: 0001288469
Period of Report: 2016-04-08
Reporting Person: LING CURTIS (Director, Chief Technical Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-04-08 | Class A Common Stock (par value $0.0001) | M | 1200 | $6.93 | Acquired | 123164 | Direct |
| 2016-04-08 | Class A Common Stock (par value $0.0001) | S | 1100 | $19.00 | Disposed | 122064 | Direct |
| 2016-04-08 | Class A Common Stock (par value $0.0001) | S | 100 | $19.03 | Disposed | 121964 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-04-08 | Employee Stock Option (right to buy) | $6.93 | M | 1200 | Disposed | 2020-05-14 | Class A Common Stock ($0.0001 par value) (1200) | Direct |
Footnotes
F1: The sale of shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on December 2, 2015.
F2: Subject to the reporting person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the shares subject to the option vested and became exercisable on May 14, 2014, and an additional twenty five percent (25%) of the shares subject to the option shall vest and become exercisable on each successive anniversary thereafter, such that the option shall be fully vested and exercisable on May 14, 2017.