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MAXLINEAR, INC Director's Dealing 2016

Apr 11, 2016

31984_dirs_2016-04-11_e0989497-8e3e-4834-ad7b-0d27caaac1ba.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MAXLINEAR INC (MXL)
CIK: 0001288469
Period of Report: 2016-04-08

Reporting Person: LING CURTIS (Director, Chief Technical Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-04-08 Class A Common Stock (par value $0.0001) M 1200 $6.93 Acquired 123164 Direct
2016-04-08 Class A Common Stock (par value $0.0001) S 1100 $19.00 Disposed 122064 Direct
2016-04-08 Class A Common Stock (par value $0.0001) S 100 $19.03 Disposed 121964 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-04-08 Employee Stock Option (right to buy) $6.93 M 1200 Disposed 2020-05-14 Class A Common Stock ($0.0001 par value) (1200) Direct

Footnotes

F1: The sale of shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on December 2, 2015.

F2: Subject to the reporting person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the shares subject to the option vested and became exercisable on May 14, 2014, and an additional twenty five percent (25%) of the shares subject to the option shall vest and become exercisable on each successive anniversary thereafter, such that the option shall be fully vested and exercisable on May 14, 2017.