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MAXLINEAR, INC — Director's Dealing 2016
Feb 12, 2016
31984_dirs_2016-02-12_1c9f55a3-9c63-4da4-876f-3d17e2ec4bb9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MAXLINEAR INC (MXL)
CIK: 0001288469
Period of Report: 2016-02-11
Reporting Person: McCarty Dana (Vice President, Global Sales)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-02-11 | Restricted Stock Units | $ | A | 43572 | Acquired | Class A Common Stock (par value $0.0001) (43572) | Direct |
Footnotes
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Class A Common Stock.
F2: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, the RSUs subject to the award will vest as follows: twenty-five percent (25%) of the RSUs will vest on February 20, 2017, and one-sixteenth (1/16th) of the RSUs will vest on each May 20, August 20, November 20, and February 20 thereafter, such that the Award will be fully vested on February 20, 2020.