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MAXLINEAR, INC Director's Dealing 2015

Nov 23, 2015

31984_dirs_2015-11-23_fd507707-d954-44be-8069-3b044e04e947.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MAXLINEAR INC (MXL)
CIK: 0001288469
Period of Report: 2015-11-20

Reporting Person: WALSH BRENDAN (VP, Product Line Marketing)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-11-20 Class A Common Stock (par value $0.0001) M 6486 $0.00 Acquired 206327 Direct
2015-11-20 Class A Common Stock (par value $0.0001) F 6486 $16.59 Disposed 199841 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-11-20 Restricted Stock Units $ M 6017 Disposed 2018-11-20 Class A Common Stock (par value $0.0001) (6017) Direct
2015-11-20 Restricted Stock Units $ M 469 Disposed 2019-05-20 Class A Common Stock (par value $0.0001) (469) Direct

Footnotes

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Class A Common Stock.

F2: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty-five percent (25%) of the 64,049 RSUs subject to the award will vest on November 20, 2015, and 1/16th of the 64,049 RSUs will vest on each successive February 20, May 20, August 20, and November 20 thereafter, such that the award will be fully vested on November 20, 2018.

F3: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 20,000 RSUs subject to the award shall vest on August 20, 2015, and an additional one-sixteenth of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2019.