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MAXLINEAR, INC Director's Dealing 2015

Aug 24, 2015

31984_dirs_2015-08-24_62b09b9e-e715-4014-bf0b-01283cd31313.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MAXLINEAR INC (MXL)
CIK: 0001288469
Period of Report: 2015-08-20

Reporting Person: WALSH BRENDAN (VP, Product Line Marketing)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-08-20 Class A Common Stock (par value $0.0001) M 458 $0.00 Acquired 185748 Direct
2015-08-20 Class A Common Stock (par value $0.0001) F 458 $9.95 Disposed 185290 Direct
2015-08-20 Class A Common Stock (par value $0.0001) A 6022 $0.00 Acquired 191312 Direct
2015-08-20 Class A Common Stock (par value $0.0001) F 2248 $9.95 Disposed 189064 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-08-20 Restricted Stock Units $ M 458 Disposed 2019-05-20 Class A Common Stock (par value $0.0001) (458) Direct

Footnotes

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Class A Common Stock.

F2: Represents shares of Class A Common Stock issued to the reporting person for the January 1, 2015 to June 30, 2015 performance period under the Company's Executive Incentive Bonus Plan (the "Bonus Plan"). All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Grant amounts were determined based on the award amount earned under the Bonus Plan and the closing price of the Company's Class A Common Stock in trading on the New York Stock Exchange on August 20, 2015.

F3: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 20,000 RSUs subject to the award shall vest on August 20, 2015, and an additional one-sixteenth of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2019.