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MAXLINEAR, INC — Director's Dealing 2013
Feb 21, 2013
31984_dirs_2013-02-21_66445ab6-216b-41c2-8fa5-56e0735066d8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MAXLINEAR INC (MXL)
CIK: 0001288469
Period of Report: 2013-02-20
Reporting Person: LaChance Michael J. (Vice President, Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-20 | Class A Common Stock (par value $0.0001) | M | 822 | $0.00 | Acquired | 15106 | Direct |
| 2013-02-20 | Class A Common Stock (par value $0.0001) | F | 822 | $6.00 | Disposed | 14284 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-02-20 | Restricted Stock Units | $ | M | 822 | Disposed | 2015-05-20 | Class A Common Stock (par value $0.0001) (822) | Direct |
Footnotes
F1: Each restricted stock unit ("RSU") represents the contingent right to receive one share of MaxLinear, Inc. Class A Common Stock.
F2: Subject to the Reporting Person's continuing to be a Service Provider through each applicable vesting date, twenty five percent (25%) of the 30,000 RSUs subject to the award shall vest on May 20, 2012, and one sixteenth (1/16th) of the 30,000 RSUs subject to the award shall vest on each August 20, November 20, February 20 and May 20, thereafter, such that the award shall be fully vested on May 20, 2015.