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MAXLINEAR, INC — Director's Dealing 2013
May 21, 2013
31984_dirs_2013-05-21_059f45bf-6a99-45df-884a-936c59002844.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MAXLINEAR INC (MXL)
CIK: 0001288469
Period of Report: 2013-05-20
Reporting Person: REDDY MADHUKAR (VP, ICs and RF Systems Enginee)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-20 | Class A Common Stock (par value $0.0001) | M | 13541 | $0.00 | Acquired | 66041 | Direct |
| 2013-05-20 | Class A Common Stock (par value $0.0001) | F | 13541 | $6.78 | Disposed | 52500 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-05-20 | Restricted Stock Units | $ | M | 1691 | Disposed | 2015-05-20 | Class A Common Stock (par value $0.0001) (1691) | Direct |
| 2013-05-20 | Restricted Stock Units | $ | M | 3758 | Disposed | 2016-05-20 | Class A Common Stock (par value $0.0001) (3758) | Direct |
| 2013-05-20 | Restricted Stock Units | $ | M | 5056 | Disposed | 2015-05-18 | Class A Common Stock (par value $0.0001) (5056) | Direct |
| 2013-05-20 | Restricted Stock Units | $ | M | 2254 | Disposed | 2015-05-18 | Class A Common Stock (par value $0.0001) (2254) | Direct |
| 2013-05-20 | Restricted Stock Units | $ | M | 782 | Disposed | 2015-08-20 | Class A Common Stock (par value $0.0001) (782) | Direct |
Footnotes
F1: Each restricted stock unit ("RSU") represents the contingent right to receive one share of MaxLinear, Inc. Class A Common Stock.
F2: Includes 3,125 shares of Class A Common Stock acquired under the Company's 2010 Employee Stock Purchase Plan on May 15, 2013.
F3: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 18,000 RSUs subject to the award shall vest on May 20, 2012, and twenty five percent (25%) of the 18,000 RSUs subject to the award vest on each successive anniversary thereafter, such that the award shall be fully vested on May 20, 2015.
F4: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 40,000 RSUs subject to the award shall vest on May 20, 2013, and an additional twenty five percent (25%) of the 40,000 RSUs subject to the award shall vest on each successive anniversary thereafter, such that the award shall be fully vested on May 20, 2016.
F5: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one third (1/3rd) of the 40,364 RSUs subject to the award shall vest on May 18, 2013, and one third (1/3rd) of the 40,364 RSUs subject to the award shall vest on each successive anniversary thereafter, such that the award shall be fully vested on May 18, 2015.
F6: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one third (1/3rd) of the 18,000 RSUs subject to the award shall vest on May 18, 2013, and one third (1/3rd) of the 18,000 RSUs suject to the award shall vest on each successive anniversary thereafter, such that the award shall be fully vested on May 18, 2015.
F7: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one twelfth (1/12th) of the 25,000 RSUs subject to the award shall vest on November 20, 2012, and one twelfth (1/12th) of the 25,000 RSUs subject to the award shall vest on each February 20, May 20, August 20 and November 20 thereafter, such that the award shall be fully vested on August 20, 2015.