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MAXLINEAR, INC — Director's Dealing 2013
Feb 21, 2013
31984_dirs_2013-02-21_b9abb138-b9db-4d09-aabc-c37cc39807a8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MAXLINEAR INC (MXL)
CIK: 0001288469
Period of Report: 2013-02-20
Reporting Person: LING CURTIS (Director, Chief Technical Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-20 | Class A Common Stock (par value $0.0001) | M | 1828 | $0.00 | Acquired | 30036 | Direct |
| 2013-02-20 | Class A Common Stock (par value $0.0001) | F | 1828 | $6.00 | Disposed | 28208 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-02-20 | Restricted Stock Units | $ | M | 1828 | Disposed | 2015-08-20 | Class A Common Stock (par value $0.0001) (1828) | Direct |
Footnotes
F1: Each restricted stock unit ("RSU") represents the contingent right to receive one share of MaxLinear, Inc. Class A Common Stock.
F2: Subject to the Reporting Person's continuing to be a Service Provider through each applicable vesting date, one twelfth (1/12th) of the 50,000 RSUs subject to the award shall vest on November 20, 2012, and one twelfth (1/12th) of the 50,000 RSUs subject to the award shall vest on each February 20, May 20, August 20 and November 20 thereafter, such that the award shall be fully vested on August 20, 2015.