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MAXLINEAR, INC — Director's Dealing 2013
Dec 17, 2013
31984_dirs_2013-12-17_7feb386e-1a6e-4c3d-9513-247f6612506b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MAXLINEAR INC (MXL)
CIK: 0001288469
Period of Report: 2013-12-16
Reporting Person: SEENDRIPU KISHORE (Director, President and CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-12-16 | Class A Common Stock (par value $0.0001) | S | 12500 | $9.0252 | Disposed | 28937 | Indirect |
| 2013-12-17 | Class A Common Stock (par value $0.0001) | S | 12500 | $8.6985 | Disposed | 16437 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock (par value $0.0001) | 62847 | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2013.
F2: Represents the weighted average share price of an aggregate total of 12,500 shares purchased in the price range of $8.77 to $9.185 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
F3: Shares held directly by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.
F4: Represents the weighted average share price of an aggregate total of 12,500 shares purchased in the price range of $8.66 to $8.775 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.