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MAXLINEAR, INC — Director's Dealing 2013
May 15, 2013
31984_dirs_2013-05-15_149e6edf-0baa-4591-b6f9-c747e93b3674.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MAXLINEAR INC (MXL)
CIK: 0001288469
Period of Report: 2013-05-14
Reporting Person: Spice Adam C. (VP, Chief Financial Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-05-14 | Restricted Stock Units | $ | A | 36750 | Acquired | 2017-05-20 | Class A Common Stock (par value $0.0001) (36750) | Direct |
| 2013-05-14 | Stock Option (Right to Buy) | $6.320 | A | 78732 | Acquired | 2020-05-14 | Class A Common Stock (par value $0.0001) (78732) | Direct |
Footnotes
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Class A Common Stock.
F2: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five (25%) of the RSUs subject to the award shall vest on May 20, 2014, and an additional twenty five percent (25%) shall vest on each successive anniversary thereafter, such that the award shall be fully vested on May 20, 2017.
F3: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the shares subject to the option shall vest and become exercisable on May 14, 2014, and an additional twenty five percent (25%) of the shares subject to the option shall vest and become exercisable on each successive anniversary thereafter, such that the option shall be fully vested and exercisable on May 14, 2017.