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MAXLINEAR, INC — Director's Dealing 2012
Nov 29, 2012
31984_dirs_2012-11-29_15026081-8b64-4d80-8158-c17804104178.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: MAXLINEAR INC (MXL)
CIK: 0001288469
Period of Report: 2012-11-20
Reporting Person: Spice Adam C. (VP, Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-20 | Class A Common Stock (par value $0.0001) | M | 611 | $0.00 | Acquired | 29041 | Direct |
| 2012-11-20 | Class A Common Stock (par value $0.0001) | F | 611 | $5.00 | Disposed | 28430 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-11-20 | Restricted Stock Units | $ | M | 611 | Disposed | 2015-08-20 | Class A Common Stock (par value $0.0001) (611) | Direct |
Footnotes
F1: Each restricted stock unit ("RSU") represents the contingent right to receive one share of MaxLinear, Inc. Class A Common Stock.
F2: Includes 2,500 shares of Class A Common Stock acquired under the Company's 2010 Employee Stock Purchase Plan on November 15, 2012.
F3: Subject to the Reporting Person's continuing to be a Service Provider through each applicable vesting date, one twelfth (1/12th) of the 20,000 RSUs subject to the award shall vest on November 20, 2012, and one twelfth (1/12th) of the 20,000 RSUs subject to the award shall vest on each February 20, May 20, August 20 and November 20 thereafter, such that the award shall be fully vested on August 20, 2015.
F4: This amendment is filed to correct an incorrect transaction date in the original filing.