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MAXLINEAR, INC — Director's Dealing 2012
May 22, 2012
31984_dirs_2012-05-22_5efd574f-9467-4783-a5b2-4fd5228770d6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MAXLINEAR INC (MXL)
CIK: 0001288469
Period of Report: 2012-05-21
Reporting Person: Spice Adam C. (VP, Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-05-21 | Class A Common Stock (par value $0.0001) | M | 1375 | $0.00 | Acquired | 26250 | Direct |
| 2012-05-21 | Class A Common Stock (par value $0.0001) | F | 1375 | $4.13 | Disposed | 24875 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-05-21 | Restricted Stock Units | $ | M | 1375 | Disposed | 2015-05-20 | Class A Common Stock (par value $0.0001) (1375) | Direct |
Footnotes
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Class A Common Stock.
F2: Includes 2,500 shares of Class A Common Stock acquired under the Company's 2010 Employee Stock Purchase Plan on May 15, 2012.
F3: Subject to the Reporting Person's continuing to be a service provider through each applicable vesting date, twenty five percent (25%) of the 15,000 RSUs subject to the award shall vest on May 20, 2012, and twenty five (25%) of the RSUs subject to the award vest on each successive anniversary thereafter, such that the award shall be fully vested on May 20, 2015.