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MAXLINEAR, INC — Director's Dealing 2012
Nov 21, 2012
31984_dirs_2012-11-21_b30e4157-5f0b-4c76-a627-66bb8ae208e9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MAXLINEAR INC (MXL)
CIK: 0001288469
Period of Report: 2012-11-21
Reporting Person: LaChance Michael J. (Vice President, Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-21 | Class A Common Stock (par value $0.0001) | M | 687 | $0.00 | Acquired | 13810 | Direct |
| 2012-11-21 | Class A Common Stock (par value $0.0001) | F | 687 | $5.00 | Disposed | 13123 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-11-21 | Restricted Stock Units | $ | M | 687 | Disposed | 2015-05-20 | Class A Common Stock (par value $0.0001) (687) | Direct |
Footnotes
F1: Each RSU represents a contingent right to receive one share of MaxLinear, Inc. Class A Common Stock.
F2: Includes 2,500 shares of Class A Common Stock acquired under the Company's 2010 Employee Stock Purchase Plan on November 15, 2012.
F3: Subject to the Reporting Person's continuining to be a service provider through each such date, twenty five percent (25%) of the 30,000 RSUs subject to the award shall vest on May 20, 2012, and one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each August 20, November 20, February 20, and May 20 thereafter, such that the award shall be fully vested on May 20, 2015.