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MAXLINEAR, INC — Director's Dealing 2012
May 22, 2012
31984_dirs_2012-05-22_363ea8a6-b255-4d82-8722-e010642a5521.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MAXLINEAR INC (MXL)
CIK: 0001288469
Period of Report: 2012-05-21
Reporting Person: SEENDRIPU KISHORE (Director, President and CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-05-21 | Class A Common Stock (par value $0.0001) | M | 2751 | $0.00 | Acquired | 7500 | Direct |
| 2012-05-21 | Class A Common Stock (par value $0.0001) | F | 2751 | $4.13 | Disposed | 4749 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-05-21 | Restricted Stock Units | $ | M | 2751 | Disposed | 2015-05-20 | Class A Common Stock (par value $0.0001) (2751) | Direct |
Footnotes
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Class A Common Stock.
F2: Subject to the Reporting Person's continuing to be a service provider through each applicable vesting date, twenty five percent (25%) of the 30,000 RSUs subject to the award shall vest on May 20, 2012, and twenty five (25%) of the RSUs subject to the award vest on each successive anniversary thereafter, such that the award shall be fully vested on May 20, 2015.
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