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MAXLINEAR, INC — Director's Dealing 2012
Aug 13, 2012
31984_dirs_2012-08-13_aaea0947-48ef-41e8-bbdd-8d7fdc7ff9e4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MAXLINEAR INC (MXL)
CIK: 0001288469
Period of Report: 2012-08-09
Reporting Person: Spice Adam C. (VP, Chief Financial Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-08-09 | Restricted Stock Units | $ | A | 20000 | Acquired | 2015-08-20 | Class A Common Stock (par value $0.0001) (20000) | Direct |
| 2012-08-09 | Stock Option (Right to Buy) | $5.64 | A | 40000 | Acquired | 2019-08-09 | Class A Common Stock (par value $0.0001) (40000) | Direct |
Footnotes
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Class A Common Stock.
F2: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one twelfth (1/12th) of the RSUs subject to the award shall vest on November 20, 2012, and one twelfth (1/12th) of the RSUs subject to the award shall vest on each February 20, May 20, August 20 and November 20 thereafter, such that the award shall be fully vested on August 20, 2015.
F3: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one forty-eighth (1/48th) of the shares subject to the option shall vest and become exercisable on each one month anniversary of the vesting commencement date, such that the option shall be fully vested and exercisable on August 9, 2016.