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MAXLINEAR, INC — Director's Dealing 2011
May 3, 2011
31984_dirs_2011-05-03_d9765213-bfc2-49ba-a7ac-79834062efa0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MAXLINEAR INC (MXL)
CIK: 0001288469
Period of Report: 2011-05-02
Reporting Person: IMURA KIMIHIKO (VP, Semiconductor Tech & Ops)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-05-02 | Class A Common Stock ($0.0001 par value) | S | 23 | $9.42 | Disposed | 349 | Direct |
| 2011-05-02 | Class A Common Stock ($0.0001 par value) | S | 49 | $9.43 | Disposed | 300 | Direct |
| 2011-05-02 | Class A Common Stock ($0.0001 par value) | S | 300 | $9.52 | Disposed | 0 | Direct |
| 2011-05-02 | Class A Common Stock ($0.0001 par value) | C | 2500 | — | Acquired | 2500 | Indirect |
| 2011-05-02 | Class A Common Stock ($0.0001 par value) | S | 100 | $9.1 | Disposed | 2400 | Indirect |
| 2011-05-02 | Class A Common Stock ($0.0001 par value) | S | 100 | $9.14 | Disposed | 2300 | Indirect |
| 2011-05-02 | Class A Common Stock ($0.0001 par value) | S | 100 | $9.23 | Disposed | 2200 | Indirect |
| 2011-05-02 | Class A Common Stock ($0.0001 par value) | S | 100 | $9.25 | Disposed | 2100 | Indirect |
| 2011-05-02 | Class A Common Stock ($0.0001 par value) | S | 200 | $9.255 | Disposed | 1900 | Indirect |
| 2011-05-02 | Class A Common Stock ($0.0001 par value) | S | 400 | $9.26 | Disposed | 1500 | Indirect |
| 2011-05-02 | Class A Common Stock ($0.0001 par value) | S | 200 | $9.265 | Disposed | 1300 | Indirect |
| 2011-05-02 | Class A Common Stock ($0.0001 par value) | S | 100 | $9.27 | Disposed | 1200 | Indirect |
| 2011-05-02 | Class A Common Stock ($0.0001 par value) | S | 100 | $9.28 | Disposed | 1100 | Indirect |
| 2011-05-02 | Class A Common Stock ($0.0001 par value) | S | 100 | $9.29 | Disposed | 1000 | Indirect |
| 2011-05-02 | Class A Common Stock ($0.0001 par value) | S | 400 | $9.3 | Disposed | 600 | Indirect |
| 2011-05-02 | Class A Common Stock ($0.0001 par value) | S | 100 | $9.31 | Disposed | 500 | Indirect |
| 2011-05-02 | Class A Common Stock ($0.0001 par value) | S | 100 | $9.35 | Disposed | 400 | Indirect |
| 2011-05-02 | Class A Common Stock ($0.0001 par value) | S | 300 | $9.36 | Disposed | 100 | Indirect |
| 2011-05-02 | Class A Common Stock ($0.0001 par value) | S | 100 | $9.52 | Disposed | 0 | Indirect |
| 2011-05-02 | Class A Common Stock ($0.0001 par value) | C | 2500 | — | Acquired | 2500 | Indirect |
| 2011-05-02 | Class A Common Stock ($0.0001 par value) | S | 199 | $9.15 | Disposed | 2301 | Indirect |
| 2011-05-02 | Class A Common Stock ($0.0001 par value) | S | 100 | $9.23 | Disposed | 2201 | Indirect |
| 2011-05-02 | Class A Common Stock ($0.0001 par value) | S | 100 | $9.25 | Disposed | 2101 | Indirect |
| 2011-05-02 | Class A Common Stock ($0.0001 par value) | S | 300 | $9.255 | Disposed | 1801 | Indirect |
| 2011-05-02 | Class A Common Stock ($0.0001 par value) | S | 200 | $9.26 | Disposed | 1601 | Indirect |
Footnotes
F1: Reflects shares of Class B common stock converted into an equivalent number of shares of Class A common stock pursuant to a power of attorney granted by the reporting person on June 7, 2010 in connection with the adoption of a Rule 10b5-1 trading plan.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2010.
F3: Shares held directly by KI Trust, a grantor retained annuity trust, for which the Reporting Person serves as trustee.
F4: Shares held directly by YI Trust, a grantor retained annuity trust, for which the Reporting Person's spouse serves as trustee.