Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

MAXLINEAR, INC Director's Dealing 2011

Mar 3, 2011

31984_dirs_2011-03-03_17847550-f787-4f59-8f96-7db02b1db910.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MAXLINEAR INC (MXL)
CIK: 0001288469
Period of Report: 2011-03-03

Reporting Person: WALSH BRENDAN (VP, Business Development)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2011-03-03 Class A Common Stock ($0.0001 par value) C 32000 Acquired 75054 Direct
2011-03-03 Class A Common Stock ($0.0001 par value) S 100 $9.795 Disposed 74954 Direct
2011-03-03 Class A Common Stock ($0.0001 par value) S 900 $9.8 Disposed 74054 Direct
2011-03-03 Class A Common Stock ($0.0001 par value) S 100 $9.835 Disposed 73954 Direct
2011-03-03 Class A Common Stock ($0.0001 par value) S 1003 $9.84 Disposed 72951 Direct
2011-03-03 Class A Common Stock ($0.0001 par value) S 100 $9.845 Disposed 72851 Direct
2011-03-03 Class A Common Stock ($0.0001 par value) S 700 $9.8475 Disposed 72151 Direct
2011-03-03 Class A Common Stock ($0.0001 par value) S 5641 $9.85 Disposed 66510 Direct
2011-03-03 Class A Common Stock ($0.0001 par value) S 200 $9.855 Disposed 66310 Direct
2011-03-03 Class A Common Stock ($0.0001 par value) S 200 $9.8575 Disposed 66110 Direct
2011-03-03 Class A Common Stock ($0.0001 par value) S 800 $9.86 Disposed 65310 Direct
2011-03-03 Class A Common Stock ($0.0001 par value) S 700 $9.865 Disposed 64610 Direct
2011-03-03 Class A Common Stock ($0.0001 par value) S 1116 $9.87 Disposed 63494 Direct
2011-03-03 Class A Common Stock ($0.0001 par value) S 300 $9.8725 Disposed 63194 Direct
2011-03-03 Class A Common Stock ($0.0001 par value) S 500 $9.875 Disposed 62694 Direct
2011-03-03 Class A Common Stock ($0.0001 par value) S 800 $9.8775 Disposed 61894 Direct
2011-03-03 Class A Common Stock ($0.0001 par value) S 3300 $9.88 Disposed 58594 Direct
2011-03-03 Class A Common Stock ($0.0001 par value) S 300 $9.8825 Disposed 58294 Direct
2011-03-03 Class A Common Stock ($0.0001 par value) S 2000 $9.885 Disposed 56294 Direct
2011-03-03 Class A Common Stock ($0.0001 par value) S 1800 $9.89 Disposed 54494 Direct
2011-03-03 Class A Common Stock ($0.0001 par value) S 900 $9.8925 Disposed 53594 Direct
2011-03-03 Class A Common Stock ($0.0001 par value) S 1000 $9.895 Disposed 52594 Direct
2011-03-03 Class A Common Stock ($0.0001 par value) S 200 $9.897 Disposed 52394 Direct
2011-03-03 Class A Common Stock ($0.0001 par value) S 400 $9.8975 Disposed 51994 Direct
2011-03-03 Class A Common Stock ($0.0001 par value) S 1884 $9.9 Disposed 50110 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2011-03-03 Class B Common Stock (convertible into Class A Common Stock) $ C 32000 Disposed Class A Common Stock ($0.0001 par value) (32000) Direct

Footnotes

F1: Reflects shares of Class B common stock converted into an equivalent number of shares of Class A common stock pursuant to a power of attorney granted by the reporting person on June 7, 2010 in connection with the adoption of a Rule 10b5-1 trading plan.

F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2010.

F3: Each share of Class B Common Stock is convertible into one share of Class A Common Stock, which is the publicly traded stock, upon certain transfers and at the option of the holder. On the seventh anniversary of the closing of the Registrant's initial public offering (March 29, 2017), the Class B Common Stock and the Class A Common Stock will automatically convert into a single class of Common Stock.