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MAXLINEAR, INC — Director's Dealing 2011
Feb 18, 2011
31984_dirs_2011-02-18_c37e14ef-5271-41ea-9283-652aaa03fa71.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MAXLINEAR INC (MXL)
CIK: 0001288469
Period of Report: 2011-02-16
Reporting Person: WALSH BRENDAN (VP, Business Development)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-02-16 | Class A Common Stock ($0.0001 par value) | C | 43054 | — | Acquired | 43054 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-02-16 | Employee Stock Option (right to buy) | $.2323 | M | 21527 | Disposed | 2015-10-28 | Class B Common Stock ($0.0001 par value) (21527) | Direct |
| 2011-02-16 | Employee Stock Option (right to buy) | $.2323 | M | 21527 | Disposed | 2015-10-28 | Class B Common Stock ($0.0001 par value) (21527) | Direct |
| 2011-02-16 | Class B Common Stock (convertible into Class A Common Stock) | $ | M | 43054 | Acquired | Class B Common Stock ($0.0001 par value) (43054) | Direct | |
| 2011-02-16 | Class B Common Stock (convertible into Class A Common Stock) | $ | C | 43054 | Disposed | Class A Common Stock ($0.0001 par value) (43054) | Direct |
Footnotes
F1: Reflects shares of Class B Common Stock converted into an equivalent number of shares of Class A Common Stock. Each share of Class B Common Stock is convertible into one share of Class A Common Stock, which is the publicly traded stock, upon certain transfers and at the option of the holder. On the seventh anniversary of the closing of the Registrant's initial public offering (March 29, 2017), the Class B Common Stock and the Class A Common Stock will automatically convert into a single class of Common Stock.
F2: The shares are fully vested.
F3: Each share of Class B Common Stock is convertible into one share of Class A Common Stock, which is the publicly traded stock, upon certain transfers and at the option of the holder. On the seventh anniversary of the closing of the Registrant's initial public offering (March 29, 2017), the Class B Common Stock and the Class A Common Stock will automatically convert into a single class of Common Stock.