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MAXLINEAR, INC Director's Dealing 2010

Nov 9, 2010

31984_dirs_2010-11-09_095e3461-3564-4e7b-82bd-5215ea8c33e9.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MAXLINEAR INC (MXL)
CIK: 0001288469
Period of Report: 2010-11-05

Reporting Person: PRESIDIO MANAGEMENT GROUP VIII L L C (10% Owner)
Reporting Person: ROOT JONATHAN D (10% Owner)
Reporting Person: Rust Christopher J (10% Owner)
Reporting Person: Tansey Casey M (10% Owner)
Reporting Person: YOUNG PHILIP M (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2010-11-05 Class A Common Stock ($0.0001 par value) C 475000 Acquired 475000 Indirect
2010-11-05 Class A Common Stock ($0.0001 par value) C 4585 Acquired 4585 Indirect
2010-11-05 Class A Common Stock ($0.0001 par value) C 4390 Acquired 4390 Indirect
2010-11-05 Class A Common Stock ($0.0001 par value) C 2225 Acquired 2225 Indirect
2010-11-05 Class A Common Stock ($0.0001 par value) J 475000 Disposed 0 Indirect
2010-11-05 Class A Common Stock ($0.0001 par value) J 4585 Disposed 0 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2010-11-05 Class B Common Stock (convertible into Class A Common Stock) $ C 475000 Disposed Class A Common Stock ($0.0001 par value) (475000) Indirect
2010-11-05 Class B Common Stock (convertible into Class A Common Stock) $ C 4585 Disposed Class A Common Stock ($0.0001 par value) (4585) Indirect
2010-11-05 Class B Common Stock (convertible into Class A Common Stock) $ C 4390 Disposed Class A Common Stock ($0.0001 par value) (4390) Indirect
2010-11-05 Class B Common Stock (convertible into Class A Common Stock) $ C 2225 Disposed Class A Common Stock ($0.0001 par value) (2225) Indirect

Footnotes

F1: Each share of Class A Common Stock, which is the publicly traded stock, was issued upon conversion of one share of Class B Common Stock at the election of the Reporting Persons.

F2: Distribution in kind from partnership without consideration to its general and limited partners.

F3: Each share of Class B Common Stock is convertible into one share of Class A Common Stock, which is the Registrant's publicly traded stock registered under Section 12(b) of the Securities and Exchange Act of 1934, as amended, upon certain transfers and at the option of the holder. On the seventh anniversary of the closing of the Registrant's initial public offering (March 29, 2017), the Class B Common Stock and the Class A Common Stock will automatically convert into a single class of Common Stock

F4: See additional Form 4 filed by Presidio Management Group VIII, LLC ("PMG VIII") for additional members of this joint filing. PMG VIII is the general partner of US Venture Partners VIII, L.P. ("USVP VIII"), USVP Entrepreneur Partners VIII-A, L.P. ("EP VIII-A"), USVP Entrepreneur Partners VIII-B, L.P. ("EP VIII-B"), and USVP VIII Affiliates Fund, L.P. ("AFF VIII"), and Irwin Federman, Winston S. Fu, Steven M. Krausz, David E. Liddle, Jonathan D. Root, Christopher Rust, Casey M. Tansey, and Philip M. Young, the managing members of PMG VIII, may be deemed to share voting and dispositive power over the shares held by USVP VIII, EP VIII-A, EP VIII-B and AFF VIII. Such persons and entities disclaim beneficial ownership of shares held by USVP VIII, EP VIII-A, EP VIII-B and AFF VIII except to the extent of any pecuniary interest therein.