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MAXLINEAR, INC — Director's Dealing 2010
Dec 27, 2010
31984_dirs_2010-12-27_91cfd416-9ed8-4bf3-ae64-f59a58b83e0f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MAXLINEAR INC (MXL)
CIK: 0001288469
Period of Report: 2010-12-22
Reporting Person: SEENDRIPU KISHORE (Director, President and CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-12-22 | Class A Common Stock ($0.0001 par value) | C | 3000 | — | Acquired | 3000 | Indirect |
| 2010-12-22 | Class A Common Stock ($0.0001 par value) | G | 3000 | — | Disposed | 0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-12-22 | Class B Common Stock (convertible into Class A Common Stock) | $ | C | 3000 | Disposed | Class A Common Stock ($0.0001 par value) (3000) | Indirect |
Footnotes
F1: Reflects shares of Class B Common Stock converted into an equivalent number of shares of Class A Common Stock.
F2: Shares held directly by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.
F3: Represents a gift transfer of shares for no consideration from the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees, to the University of California, Berkeley Foundation.
F4: Each share of Class B common stock is convertible into one share of Class A Common Stock, which is publicly traded stock, upon certain transfers and at the option of the holder. On the seventh anniversary of the closing of the Registrant's initial public offering (March 29, 2017), the Class B Common Stock and the Class A Common Stock will automatically convert into a single class of Common Stock.