Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

MAXLINEAR, INC Director's Dealing 2010

Nov 5, 2010

31984_dirs_2010-11-05_d03d26ab-7ff9-4990-8f6a-ffa7d4d5daf5.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MAXLINEAR INC (MXL)
CIK: 0001288469
Period of Report: 2010-11-03

Reporting Person: LING CURTIS (Director, Chief Technical Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2010-11-03 Class A Common Stock ($0.0001 par value) C 5766 Acquired 5766 Direct
2010-11-03 Class A Common Stock ($0.0001 par value) S 600 $10 Disposed 5166 Direct
2010-11-03 Class A Common Stock ($0.0001 par value) S 100 $10.13 Disposed 5066 Direct
2010-11-03 Class A Common Stock ($0.0001 par value) S 100 $10.08 Disposed 4966 Direct
2010-11-03 Class A Common Stock ($0.0001 par value) S 1000 $10 Disposed 3966 Direct
2010-11-03 Class A Common Stock ($0.0001 par value) S 200 $10.12 Disposed 3766 Direct
2010-11-03 Class A Common Stock ($0.0001 par value) S 700 $10 Disposed 3066 Direct
2010-11-03 Class A Common Stock ($0.0001 par value) S 300 $10.08 Disposed 2766 Direct
2010-11-03 Class A Common Stock ($0.0001 par value) S 100 $10.13 Disposed 2666 Direct
2010-11-03 Class A Common Stock ($0.0001 par value) S 100 $10.12 Disposed 2566 Direct
2010-11-03 Class A Common Stock ($0.0001 par value) S 300 $10.13 Disposed 2266 Direct
2010-11-03 Class A Common Stock ($0.0001 par value) S 500 $10 Disposed 1766 Direct
2010-11-03 Class A Common Stock ($0.0001 par value) S 700 $10 Disposed 1066 Direct
2010-11-03 Class A Common Stock ($0.0001 par value) S 500 $10 Disposed 566 Direct
2010-11-03 Class A Common Stock ($0.0001 par value) S 100 $10.08 Disposed 466 Direct
2010-11-03 Class A Common Stock ($0.0001 par value) S 266 $10.13 Disposed 200 Direct
2010-11-03 Class A Common Stock ($0.0001 par value) S 200 $10 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2010-11-03 Class B Common Stock (convertible into Class A Common Stock) $ C 5766 Disposed Class A Common Stock ($0.0001 par value) (5766) Direct

Footnotes

F1: Reflects shares of Class B common stock converted into an equivalent number of shares of Class A common stock pursuant to a power of attorney granted by the reporting person on June 7, 2010 in connection with the adoption of a Rule 10b5-1 trading plan.

F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2010.

F3: Each share of Class B Common Stock is convertible into one share of Class A Common Stock, which is the publicly traded stock, upon certain transfers and at the option of the holder. On the seventh anniversary of the closing of the Registrant's initial public offering (March 29, 2017), the Class B Common Stock and the Class A Common Stock will automatically convert into a single class of Common Stock.