AI assistant
MAXLINEAR, INC — Director's Dealing 2010
Mar 23, 2010
31984_dirs_2010-03-23_fb2ba94b-3287-40b8-9029-8906ecbb8995.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: MAXLINEAR INC (MXL)
CIK: 0001288469
Period of Report: 2010-03-23
Reporting Person: CAMPA JOE D. (VP, Finance and Treasurer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock ($0.0001 par value) | 8610 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $1.1613 | 2018-03-31 | Common Stock (193748) | Direct | |
| Employee Stock Option (right to buy) | $4.2581 | 2019-07-28 | Common Stock (43055) | Direct |
Footnotes
F1: Each share of Common Stock shall be automatically converted into one share of Class B Common Stock immediately prior to the closing of the Registrant's initial public offering on March 29, 2010 and has no expiration date.
F2: Following the conversion of Common Stock into Class B Common Stock immediately prior to the closing of the Registrant's initial public offering on March 29, 2010, each share of Class B Common Stock will be convertible into one share of Class A Common Stock upon certain transfers and at the option of the holder. On the seventh anniversary of the closing of the Registrant's initial public offering (March 29, 2017), the Class B Common Stock and the Class A Common Stock will automatically convert into a single class of Common Stock.
F3: This stock option was granted on March 31, 2008 and vests over four years. Subject to the optionee's continuing to provide services, 25% of the shares subject to the option vested and became immediately exercisable one year after March 17, 2008, and 2.08% of the shares vest and become exercisable at the end of each monthly period thereafter.
F4: This stock option was granted on July 28, 2009 and vests over four years. Subject to the optionee's continuing to provide services, 25% of the shares subject to the option vest and become exercisable one year after May 9, 2009, and 2.08% of the shares vest and become exercisable at the end of each monthly period thereafter.