Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

MAXIMUS, INC. Director's Dealing 2021

Nov 22, 2021

31016_dirs_2021-11-22_ed4f6685-4384-4ada-ac04-4378fba48114.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MAXIMUS, INC. (MMS)
CIK: 0001032220
Period of Report: 2021-11-18

Reporting Person: FRANCIS DAVID (General Counsel)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-11-19 Common Stock S 6188 $81.53 Disposed 10025 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-11-18 Common Stock $72.31 A 1744.786 Acquired Common Stock (1744.786) Direct
2021-11-22 Common Stock $81.3 A 4613 Acquired Common Stock (4613) Direct

Footnotes

F1: Each Performance Restricted Stock Unit represents a contingent right to receive one share of common stock.

F2: Expiration date not applicable to Performance RSUs

F3: The weighted average sales price for prices ranging from $81.4 to $81.53. The reporting person will provide full information regarding the number of shares purchased or sold at each separate price upon request by the Commission staff, the issuer, or a security holder of the issuer.

F4: The shares were received for no consideration upon the satisfaction of performance criteria for the first tranche of the performance-vested restricted stock units granted on November 23, 2020 and remain subject to vesting based on continued employment through September 30, 2023.

F5: Each Restricted Stock Unit represents a contingent right to receive one share of common stock.

F6: Restricted Stock Units vest based upon the following schedule, subject to deferred vesting for a longer period of the election of the individual, as permitted by the terms of the award:

Shares Vest Date
1538 09/30/2022
1538 09/30/2023
1537 09/30/20124

Expiration date not applicable to RSUs