AI assistant
MAXIMUS, INC. — Director's Dealing 2021
Nov 22, 2021
31016_dirs_2021-11-22_ed4f6685-4384-4ada-ac04-4378fba48114.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MAXIMUS, INC. (MMS)
CIK: 0001032220
Period of Report: 2021-11-18
Reporting Person: FRANCIS DAVID (General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-19 | Common Stock | S | 6188 | $81.53 | Disposed | 10025 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-18 | Common Stock | $72.31 | A | 1744.786 | Acquired | Common Stock (1744.786) | Direct | |
| 2021-11-22 | Common Stock | $81.3 | A | 4613 | Acquired | Common Stock (4613) | Direct |
Footnotes
F1: Each Performance Restricted Stock Unit represents a contingent right to receive one share of common stock.
F2: Expiration date not applicable to Performance RSUs
F3: The weighted average sales price for prices ranging from $81.4 to $81.53. The reporting person will provide full information regarding the number of shares purchased or sold at each separate price upon request by the Commission staff, the issuer, or a security holder of the issuer.
F4: The shares were received for no consideration upon the satisfaction of performance criteria for the first tranche of the performance-vested restricted stock units granted on November 23, 2020 and remain subject to vesting based on continued employment through September 30, 2023.
F5: Each Restricted Stock Unit represents a contingent right to receive one share of common stock.
F6: Restricted Stock Units vest based upon the following schedule, subject to deferred vesting for a longer period of the election of the individual, as permitted by the terms of the award:
Shares Vest Date
1538 09/30/2022
1538 09/30/2023
1537 09/30/20124
Expiration date not applicable to RSUs