MAXIMUS, INC. — Director's Dealing 2021

Dec 2, 2021

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: MAXIMUS, INC. (MMS)
CIK: 0001032220
Period of Report: 2021-12-01

Reporting Person: Mutryn David (Chief Financial Officer)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	4681.529	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Common Stock	$63.62		Common Stock (494.879)		Direct
Common Stock	$67.23		Common Stock (934.648)		Direct
Common Stock	$77.65		Common Stock (1849.178)		Direct
Common Stock	$70.79		Common Stock (10778.456)		Direct
Common Stock	$72.31		Common Stock (92.892)		Direct

Footnotes

F1: Each Restricted Stock Unit represents a contingent right to receive one share of common stock.

F2: Restricted Stock Units vest based upon the following schedule, subject to deferred vesting for a longer period at the election of individual, as permitted by the terms of the award:

Shares Vest Date
494.879 09/30/2022

Expiration date not applicable to RSUs

F3: Restricted Stock Units vest based upon the following schedule, subject to deferred vesting for a longer period at the election of individual, as permitted by the terms of the award:

Shares Vest Date
467.329 09/30/2022
467.319 09/30/2023

Expiration date not applicable to RSUs

F4: Restricted Stock Units vest based upon the following schedule, subject to deferred vesting for a longer period at the election of individual, as permitted by the terms of the award:

Shares Vest Date
616.734 09/30/2022
616.734 09/30/2023
615.710 09/30/2024

Expiration date not applicable to RSUs

F5: Restricted Stock Units vest based upon the following schedule, subject to deferred vesting for a longer period at the election of individual, as permitted by the terms of the award:

Shares Vest Date
3593.497 09/30/2022
3592.479 09/30/2023
3592.48 09/30/2024

Expiration date not applicable to RSUs

F6: Each Performance Restricted Stock Unit represents a contingent right to receive one share of common stock.

F7: Expiration date not applicable to Performance RSUs

F8: The shares were received for no consideration upon the satisfaction of performance criteria for the first tranche of the performance-vested restricted stock units granted on November 23, 2020 and remain subject to vesting based on continued employment through September 30, 2023.