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MAXIMUS, INC. — Director's Dealing 2016
Aug 18, 2016
31016_dirs_2016-08-18_78fa9e11-086a-4481-b825-c3f4245b3557.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MAXIMUS INC (MMS)
CIK: 0001032220
Period of Report: 2016-08-16
Reporting Person: Caswell Bruce (President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-08-16 | Common Stock | M | 10000 | $6.818 | Acquired | 39386 | Direct |
| 2016-08-16 | Common Stock | S | 10000 | $59.83 | Disposed | 29386 | Direct |
| 2016-08-17 | Common Stock | M | 10000 | $6.818 | Acquired | 39386 | Direct |
| 2016-08-17 | Common Stock | S | 10000 | $58.53 | Disposed | 29386 | Direct |
| 2016-08-18 | Common Stock | M | 10000 | $6.818 | Acquired | 39386 | Direct |
| 2016-08-18 | Common Stock | S | 10000 | $58.59 | Disposed | 29386 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-08-16 | Common Stock | $6.818 | M | 10000 | Disposed | Common Stock (10000) | Direct | |
| 2016-08-17 | Common Stock | $6.818 | M | 10000 | Disposed | Common Stock (10000) | Direct | |
| 2016-08-18 | Common Stock | $6.818 | M | 10000 | Disposed | Common Stock (10000) | Direct |
Footnotes
F1: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2016.
F2: Weighted average sales price for prices ranging from $59.421 to $59.97. The reporting person will provide full information regarding the number of shares purchased or sold at each separate price upon request by the Commission staff, the issuer, or a security holder of the issuer.
F3: Weighted average sales price for prices ranging from $58.00 to $59.14. The reporting person will provide full information regarding the number of shares purchased or sold at each separate price upon request by the Commission staff, the issuer, or a security holder of the issuer.
F4: Weighted average sales price for prices ranging from $58.41 to $58.93. The reporting person will provide full information regarding the number of shares purchased or sold at each separate price upon request by the Commission staff, the issuer, or a security holder of the issuer.
F5: These options were part of an award made on 10/18/2005 which vested on 10/18/2007, 10/18/2008, 10/18/2009, 10/18/2010 and 10/18/2011. The options were scheduled to expire on 10/18/2016