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MAXIMUS, INC. — Director's Dealing 2016
Sep 22, 2016
31016_dirs_2016-09-22_9d6a7d3e-f95d-4287-bed1-cee6ea355e8b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MAXIMUS INC (MMS)
CIK: 0001032220
Period of Report: 2016-09-20
Reporting Person: Caswell Bruce (President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-09-20 | Common Stock | M | 7000 | $6.818 | Acquired | 36386 | Direct |
| 2016-09-20 | Common Stock | S | 7000 | $56.62 | Disposed | 29386 | Direct |
| 2016-09-21 | Common Stock | M | 7000 | $6.818 | Acquired | 36386 | Direct |
| 2016-09-21 | Common Stock | S | 7000 | $56.81 | Disposed | 29386 | Direct |
| 2016-09-22 | Common Stock | M | 6000 | $6.818 | Acquired | 35386 | Direct |
| 2016-09-22 | Common Stock | S | 6000 | $57.64 | Disposed | 29386 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-09-20 | Common Stock | $6.818 | M | 7000 | Disposed | Common Stock (7000) | Direct | |
| 2016-09-21 | Common Stock | $6.818 | M | 7000 | Disposed | Common Stock (7000) | Direct | |
| 2016-09-22 | Common Stock | $6.818 | M | 6000 | Disposed | Common Stock (6000) | Direct |
Footnotes
F1: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20,2016
F2: Weighted average sales price for prices ranging from $56.37 to $56.74. The reporting person will provide full information regarding the number of shares purchased or sold at each separate price upon request by the Commission staff, the issuer, or a security holder of the issuer.
F3: Weighted average sales price for prices ranging from $56.35 to $57.43. The reporting person will provide full information regarding the number of shares purchased or sold at each separate price upon request by the Commission staff, the issuer, or a security holder of the issuer.
F4: Weighted average sales price for prices ranging from $57.24 to $58.04. The reporting person will provide full information regarding the number of shares purchased or sold at each separate price upon request by the Commission staff, the issuer, or a security holder of the issuer.
F5: These options were part of an award made on 10/18/2006 which vested on 10/18/2007, 10/18/2008, 10/18/2009, 10/18/2010 and 10/18/2011. The options were scheduled to expire on 10/18/2016