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MAXIMUS, INC. — Director's Dealing 2015
Aug 13, 2015
31016_dirs_2015-08-13_dc0128e2-4252-46fa-90d4-22e2a3d5a098.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MAXIMUS INC (MMS)
CIK: 0001032220
Period of Report: 2015-08-11
Reporting Person: Caswell Bruce (President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-08-11 | Common Stock | M | 7000 | $8.682 | Acquired | 39188.587 | Direct |
| 2015-08-11 | Common Stock | S | 7000 | $59.98 | Disposed | 32188.587 | Direct |
| 2015-08-12 | Common Stock | M | 7000 | $8.682 | Acquired | 39188.587 | Direct |
| 2015-08-12 | Common Stock | S | 7000 | $59.55 | Disposed | 32188.587 | Direct |
| 2015-08-13 | Common Stock | M | 6000 | $8.682 | Acquired | 38188.587 | Direct |
| 2015-08-13 | Common Stock | S | 6000 | $60.34 | Disposed | 32188.587 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-08-11 | Common Stock | $8.682 | M | 7000 | Disposed | Common Stock (7000) | Direct | |
| 2015-08-12 | Common Stock | $8.682 | M | 7000 | Disposed | Common Stock (7000) | Direct | |
| 2015-08-13 | Common Stock | $8.682 | M | 6000 | Disposed | Common Stock (6000) | Direct |
Footnotes
F1: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2015.
F2: Weighted average sales price for prices ranging from $59.00 to $60.31. The reporting person will provide full information regarding the number of shares purchased or sold at each separate price upon request by the Commission staff, the issuer, or a security holder of the issuer.
F3: Weighted average sales price for prices ranging from $58.54 to $59.79. The reporting person will provide full information regarding the number of shares purchased or sold at each separate price upon request by the Commission staff, the issuer, or a security holder of the issuer.
F4: Weighted average sales price for prices ranging from $59.86 to $60.62. The reporting person will provide full information regarding the number of shares purchased or sold at each separate price upon request by the Commission staff, the issuer, or a security holder of the issuer.
F5: These options were part of an award made on 10/18/2005 which vested on 10/18/2006, 10/18/2007, 10/18/2008, 10/18/2009 and 10/18/2010. The options were scheduled to expire on 10/18/2015