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MAXIMUS, INC. — Director's Dealing 2015
Jun 17, 2015
31016_dirs_2015-06-17_4f407adc-be4e-4280-8149-445f4d0aac26.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MAXIMUS INC (MMS)
CIK: 0001032220
Period of Report: 2015-06-15
Reporting Person: Caswell Bruce (President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-06-15 | Common Stock | M | 7000 | $8.682 | Acquired | 39188.587 | Direct |
| 2015-06-15 | Common Stock | S | 7000 | $62.31 | Disposed | 32188.587 | Direct |
| 2015-06-16 | Common Stock | M | 7000 | $8.682 | Acquired | 39188.587 | Direct |
| 2015-06-16 | Common Stock | S | 7000 | $62.61 | Disposed | 32188.587 | Direct |
| 2015-06-17 | Common Stock | M | 6000 | $8.682 | Acquired | 38188.587 | Direct |
| 2015-06-17 | Common Stock | S | 6000 | $64.27 | Disposed | 32188.587 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-06-15 | Common Stock | $8.682 | M | 7000 | Disposed | Common Stock (7000) | Direct | |
| 2015-06-16 | Common Stock | $8.682 | M | 7000 | Disposed | Common Stock (7000) | Direct | |
| 2015-06-17 | Common Stock | $8.682 | M | 6000 | Disposed | Common Stock (6000) | Direct |
Footnotes
F1: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2015.
F2: Weighted average sales price for prices ranging from $61.92 to $62.58. The reporting person will provide full information regarding the number of shares purchased or sold at each separate price upon request by the Commission staff, the issuer, or a security holder of the issuer.
F3: Weighted average sales price for prices ranging from $62.33 to $62.91. The reporting person will provide full information regarding the number of shares purchased or sold at each separate price upon request by the Commission staff, the issuer, or a security holder of the issuer.
F4: Weighted average sales price for prices ranging from $63.90 to $64.40. The reporting person will provide full information regarding the number of shares purchased or sold at each separate price upon request by the Commission staff, the issuer, or a security holder of the issuer.
F5: These options were part of an award made on 10/18/2005 which vested on 10/18/2006, 10/18/2007, 10/18/2008, 10/18/2009 and 10/18/2010. The options were scheduled to expire on 10/18/2015