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MAXIMUS, INC. — Director's Dealing 2014
Apr 23, 2014
31016_dirs_2014-04-23_8bdcbb69-6981-4565-8b1e-401c2318c244.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MAXIMUS INC (MMS)
CIK: 0001032220
Period of Report: 2014-04-21
Reporting Person: Caswell Bruce (President - Health Services)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-04-21 | Common Stock | M | 8000 | $8.682 | Acquired | 8001 | Direct |
| 2014-04-21 | Common Stock | S | 8000 | $42.46 | Disposed | 1 | Direct |
| 2014-04-22 | Common Stock | M | 8000 | $8.682 | Acquired | 8001 | Direct |
| 2014-04-22 | Common Stock | S | 8000 | $42.59 | Disposed | 1 | Direct |
| 2014-04-23 | Common Stock | M | 9000 | $8.682 | Acquired | 9001 | Direct |
| 2014-04-23 | Common Stock | S | 9000 | $42.46 | Disposed | 1 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-04-21 | Stock Options | $8.682 | M | 8000 | Disposed | Common Stock (8000) | Direct | |
| 2014-04-22 | Stock Options | $8.682 | M | 8000 | Disposed | Common Stock (8000) | Direct | |
| 2014-04-23 | Stock Options | $8.682 | M | 9000 | Disposed | Common Stock (9000) | Direct |
Footnotes
F1: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2014.
F2: Weighted average sales price for prices ranging from $41.83 to $42.73. The reporting person will provide full information regarding the number of shares purchased or sold at each separate price upon request by the Commission staff, the issuer, or a security holder of the issuer.
F3: Weighted average sales price for prices ranging from $42.38 to $42.80. The reporting person will provide full information regarding the number of shares purchased or sold at each separate price upon request by the Commission staff, the issuer, or a security holder of the issuer.
F4: Weighted average sales price for prices ranging from $42.455 to $42.97. The reporting person will provide full information regarding the number of shares purchased or sold at each separate price upon request by the Commission staff, the issuer, or a security holder of the issuer.
F5: Effective 10/18/2005 - Non Qualified Stock Options to acquire 200,000 shares of common stock were issued with the following vesting schedules
Shares Vest Date
50,000 10/18/2006
50,000 10/18/2007
50,000 10/18/2008
50,000 10/18/2009
These options expire on 10/18/2015