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MAXIMUS, INC. — Director's Dealing 2014
Jul 3, 2014
31016_dirs_2014-07-03_d3f6d679-198c-441f-a5b7-f308ae0976e6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MAXIMUS INC (MMS)
CIK: 0001032220
Period of Report: 2014-07-01
Reporting Person: Caswell Bruce (President - Health Services)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-07-01 | Common Stock | M | 8000 | $8.682 | Acquired | 8001.24 | Direct |
| 2014-07-01 | Common Stock | S | 8000 | $42.99 | Disposed | 1.24 | Direct |
| 2014-07-02 | Common Stock | M | 8000 | $8.682 | Acquired | 8001.24 | Direct |
| 2014-07-02 | Common Stock | S | 8000 | $4275 | Disposed | 1.24 | Direct |
| 2014-07-03 | Common Stock | M | 9000 | $8.682 | Acquired | 9001.24 | Direct |
| 2014-07-03 | Common Stock | S | 9000 | $42.59 | Disposed | 1.24 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-07-01 | Stock Options | $8.682 | M | 8000 | Disposed | Common Stock (8000) | Direct | |
| 2014-07-02 | Stock Options | $8.682 | M | 8000 | Disposed | Common Stock (8000) | Direct | |
| 2014-07-03 | Stock Options | $8.682 | M | 9000 | Disposed | Common Stock (9000) | Direct |
Footnotes
F1: The Sale reported on this Form 4 was pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2014.
F2: Weighted average sales price for prices ranging from $42.90 to $43.091. The reporting person will provide full information regarding the number of shares purchased or sold at each separate price upon request by the Commission staff, the issuer, or a security holder of the issuer.
F3: Weighted average sales price for prices ranging from $42.56 to $42.97. The reporting person will provide full information regarding the number of shares purchased or sold at each separate price upon request by the Commission staff, the issuer, or a security holder of the issuer.
F4: Weighted average sales price for prices ranging from $42.354 to $42.69. The reporting person will provide full information regarding the number of shares purchased or sold at each separate price upon request by the Commission staff, the issuer, or a security holder of the issuer.
F5: Effective 10/18/2005 - Non Qualified Stock Options to acquire 200,000 shares of common stock were issued with the following vesting schedules
Shares Vest Date
50,000 10/18/2006
50,000 10/18/2007
50,000 10/18/2008
50,000 10/18/2009
These options expire on 10/18/2015