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MAXIMUS, INC. — Director's Dealing 2012
Dec 11, 2012
31016_dirs_2012-12-11_62382966-8692-4812-8f25-f8e5ec3ced04.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MAXIMUS INC (MMS)
CIK: 0001032220
Period of Report: 2012-11-21
Reporting Person: Caswell Bruce (President - Health Services)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-21 | Common Stock | S | 19035 | $60.77 | Disposed | 18382.844 | Direct |
| 2012-12-10 | Common Stock | M | 20800 | $13.97 | Acquired | 39182.844 | Direct |
| 2012-12-10 | Common Stock | S | 20800 | $62.88 | Disposed | 18382.844 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-12-10 | Stock Options | $13.97 | M | 20800 | Disposed | Common Stock (20800) | Direct |
Footnotes
F1: Weighted average sales price for prices ranging from $59.93 to $61.09. The reporting person will provide full information regarding the number of shares purchased or sold at each separate price upon request by the Commission staff, the issuer, or a security holder of the issuer.
F2: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2012.
F3: Weighted average sales price for prices ranging from $62.55 to $63.33. The reporting person will provide full information regarding the number of shares purchased or sold at each separate price upon request by the Commission staff, the issuer, or a security holder of the issuer.
F4: Effective 10/18/2004 - Non Qualified Stock Options to acquire 100,000 shares of common stock were issued with the following vesting schedules
Shares Vest Date
25,000 10/18/2005
25,000 10/18/2006
25,000 10/18/2007
25,000 10/18/2008
These options expire on 10/4/2014