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MAXIMUS, INC. — Director's Dealing 2011
Sep 15, 2011
31016_dirs_2011-09-15_17354860-60b0-49f8-a282-17d3c69d793e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MAXIMUS INC (MMS)
CIK: 0001032220
Period of Report: 2011-09-13
Reporting Person: MONTONI RICHARD A (CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-09-13 | Common Stock | M | 16000 | $14.785 | Acquired | 262510.498 | Direct |
| 2011-09-13 | Common Stock | S | 16000 | $33.62 | Disposed | 246510.498 | Direct |
| 2011-09-14 | Common Stock | M | 16000 | $14.785 | Acquired | 262510.498 | Direct |
| 2011-09-14 | Common Stock | S | 16000 | $33.89 | Disposed | 246510.498 | Direct |
| 2011-09-15 | Common Stock | M | 16000 | $14.785 | Acquired | 262510.498 | Direct |
| 2011-09-15 | Common Stock | S | 16000 | $34.2497 | Disposed | 246510.498 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-09-13 | Stock Options | $14.785 | M | 16000 | Disposed | Common Stock (16000) | Direct | |
| 2011-09-14 | Stock Options | $14.785 | M | 16000 | Disposed | Common Stock (16000) | Direct | |
| 2011-09-15 | Stock Options | $14.785 | M | 16000 | Disposed | Common Stock (16000) | Direct |
Footnotes
F1: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on Feb 18, 2011.
F2: Weighted average sales price for prices ranging from $33.28 to $33.87. The reporting person will provide full information regarding the number of shares purchased or sold at each separate price upon request by the Commission staff, the issuer, or a security holder of the issuer
F3: Weighted average sales price for prices ranging from $33.38 to $34.54. The reporting person will provide full information regarding the number of shares purchased or sold at each separate price upon request by the Commission staff, the issuer, or a security holder of the issuer
F4: Weighted average sales price for prices ranging from $33.83 to $34.65. The reporting person will provide full information regarding the number of shares purchased or sold at each separate price upon request by the Commission staff, the issuer, or a security holder of the issuer
F5: Effective 6/20/2006 - Non Qualified Stock Options to acquire 451,000 shares of common stock were issued with the following vesting schedules
Shares Vest Date
112,750 6/20/2007
112,750 6/20/2008
112,750 6/20/2009
112,750 6/20/2010
These options expire on 6/20/2012