AI assistant
MAXIMUS, INC. — Director's Dealing 2011
Nov 16, 2011
31016_dirs_2011-11-16_cae604bf-5cee-4ad3-aae1-8b4c0619e74c.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MAXIMUS INC (MMS)
CIK: 0001032220
Period of Report: 2011-11-14
Reporting Person: MONTONI RICHARD A (CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-11-14 | Common Stock | M | 16000 | $14.785 | Acquired | 290014.567 | Direct |
| 2011-11-14 | Common Stock | S | 16000 | $41.87 | Disposed | 274014.567 | Direct |
| 2011-11-15 | Common Stock | M | 16000 | $14.785 | Acquired | 290014.567 | Direct |
| 2011-11-15 | Common Stock | S | 16000 | $41.73 | Disposed | 274014.567 | Direct |
| 2011-11-16 | Common Stock | M | 16000 | $14.785 | Acquired | 290014.567 | Direct |
| 2011-11-16 | Common Stock | S | 16000 | $41.5477 | Disposed | 274014.567 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-11-14 | Stock Options | $14.785 | M | 16000 | Disposed | Common Stock (16000) | Direct | |
| 2011-11-15 | Stock Options | $14.785 | M | 16000 | Disposed | Common Stock (16000) | Direct | |
| 2011-11-16 | Stock Options | $14.785 | M | 16000 | Disposed | Common Stock (16000) | Direct |
Footnotes
F1: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on Feb 18, 2011.
F2: Weighted average sales price for prices ranging from $41.54 to $42.34. The reporting person will provide full information regarding the number of shares purchased or sold at each separate price upon request by the Commission staff, the issuer, or a security holder of the issuer.
F3: Weighted average sales price for prices ranging from $41.33 to $42.17. The reporting person will provide full information regarding the number of shares purchased or sold at each separate price upon request by the Commission staff, the issuer, or a security holder of the issuer.
F4: Weighted average sales price for prices ranging from $41.81 to $41.26. The reporting person will provide full information regarding the number of shares purchased or sold at each separate price upon request by the Commission staff, the issuer, or a security holder of the issuer.
F5: Effective 6/20/2006 - Non Qualified Stock Options to acquire 451,000 shares of common stock were issued with the following vesting schedules
Shares Vest Date
112,750 6/20/2007
112,750 6/20/2008
112,750 6/20/2009
112,750 6/20/2010
These options expire on 6/20/2012