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MAXIMUS, INC. — Director's Dealing 2011
Aug 17, 2011
31016_dirs_2011-08-17_da49436d-f71e-42da-ad2e-f7f21db04e7c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MAXIMUS INC (MMS)
CIK: 0001032220
Period of Report: 2011-08-15
Reporting Person: MONTONI RICHARD A (CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-08-15 | Common Stock | M | 16000 | $14.79 | Acquired | 262510.498 | Direct |
| 2011-08-15 | Common Stock | S | 16000 | $38.78 | Disposed | 246510.498 | Direct |
| 2011-08-16 | Common Stock | M | 16000 | $14.79 | Acquired | 262510.498 | Direct |
| 2011-08-16 | Common Stock | S | 16000 | $38.4 | Disposed | 246510.498 | Direct |
| 2011-08-17 | Common Stock | M | 16000 | $14.79 | Acquired | 262510.498 | Direct |
| 2011-08-17 | Common Stock | S | 16000 | $38.46 | Disposed | 246510.498 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-08-15 | Stock Options | $14.79 | M | 16000 | Disposed | Common Stock (16000) | Direct | |
| 2011-08-16 | Stock Options | $14.79 | M | 16000 | Disposed | Common Stock (16000) | Direct | |
| 2011-08-17 | Stock Options | $14.79 | M | 16000 | Disposed | Common Stock (16000) | Direct |
Footnotes
F1: There sales were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on February 18, 2011.
F2: Effective 06/30/11, MAXIMUS shares split two - for -one.
F3: Weighted average sales price for prices ranging from $38.42 to $39.18. The reporting person will provide full information regarding the number of shares purchased or sold at each separate price upon request by the Commission staff, the issuer, or a security holder of the issuer.
F4: Weighted average sales price for prices ranging from $38.09 to $38.76. The reporting person will provide full information regarding the number of shares purchased or sold at each separate price upon request by the Commission staff, the issuer, or a security holder of the issuer.
F5: Weighted average sales price for prices ranging from $38.25 to $38.78. The reporting person will provide full information regarding the number of shares purchased or sold at each separate price upon request by the Commission staff, the issuer, or a security holder of the issuer.
F6: Effective 06/20/2006 - Non Qualified Stock Options to acquire 225,500 shares of common stcok were issued with the following vesting schedules:
Shares Vest Date
56,375 06/20/2007
56,375 06/20/2008
56,375 06/20/2009
56,375 06/20/2010
These options expire on 06/20/2012