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Mawson Infrastructure Group Inc. — Director's Dealing 2020
Dec 31, 2020
35202_dirs_2020-12-31_6c137f58-c0e0-49ab-8d31-e795b8b58778.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Wize Pharma, Inc. (WIZP)
CIK: 0001218683
Period of Report: 2020-12-29
Reporting Person: Rubini Jonathan Brian (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-29 | Common Stock | X | 4074074 | — | Acquired | 6529813 | Direct |
| 2020-12-29 | Common Stock | S | 33951 | — | Disposed | 6495862 | Direct |
| 2020-12-29 | Common Stock | X | 350000 | — | Acquired | 6845862 | Direct |
| 2020-12-29 | Common Stock | S | 2692 | — | Disposed | 6843170 | Direct |
| 2020-12-29 | Common Stock | X | 259037 | — | Acquired | 7102207 | Direct |
| 2020-12-29 | Common Stock | S | 2159 | — | Disposed | 7100048 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-29 | Warrant (right to buy) | $0.27 | X | 4074074 | Disposed | 2024-12-19 | Common Stock (4074074) | Direct |
| 2020-12-29 | Warrant (right to buy) | $0.16 | X | 350000 | Disposed | 2023-10-23 | Common Stock (350000) | Direct |
| 2020-12-29 | Warrant (right to buy) | $1.97 | X | 259037 | Disposed | 2020-12-31 | Common Stock (259037) | Direct |
Footnotes
F1: On December 23, 2020 the registrant has voluntary reduced the exercise price of warrants to $0.001. The reporting person exercised a warrant to purchase shares of the registrant's common stock for the reduced exercise price.
F2: On December 29, 2020 the reporting person exercised a warrant to purchase 4,074,074 shares of the registrant's common stock for $0.27 a share. The reporting person paid the exercise price on a cashless basis, resulting in the registrant withholding of 33,951 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 4,040,123 shares.
F3: On December 29, 2020 the reporting person exercised a warrant to purchase 350,000 shares of the registrant's common stock for $0.16 a share. The reporting person paid the exercise price on a cashless basis, resulting in the registrant withholding of 2,692 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 347,308 shares.
F4: On December 29, 2020 the reporting person exercised a warrant to purchase 259,037 shares of the registrant's common stock for $1.97 a share. The reporting person paid the exercise price on a cashless basis, resulting in the registrant withholding of 2,159 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 256,878 shares.
F5: Exercisable five days following the public announcement of positive clinical data results for LO2A.
F6: The expiration date was extended from 11/16/2029 to 12/31/2020.