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Mawson Infrastructure Group Inc. — Director's Dealing 2020
Dec 31, 2020
35202_dirs_2020-12-31_8fe35b38-ad73-409c-92f4-39ef5e4d3564.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Wize Pharma, Inc. (WIZP)
CIK: 0001218683
Period of Report: 2020-12-29
Reporting Person: Rimon Gold Assets Ltd (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-29 | Common Stock | X | 400000 | — | Acquired | 4002925 | Direct |
| 2020-12-29 | Common Stock | S | 3077 | — | Disposed | 3999848 | Direct |
| 2020-12-29 | Common Stock | X | 3385212 | — | Acquired | 7385060 | Direct |
| 2020-12-29 | Common Stock | S | 28210 | — | Disposed | 7356850 | Direct |
| 2020-12-29 | Common Stock | X | 520820 | — | Acquired | 7877670 | Direct |
| 2020-12-29 | Common Stock | S | 4340 | — | Disposed | 7873330 | Direct |
| 2020-12-29 | Common Stock | X | 350334 | — | Acquired | 7522996 | Direct |
| 2020-12-29 | Common Stock | S | 2919 | — | Disposed | 7520077 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-29 | Warrant (right to buy) | $0.16 | X | 400000 | Disposed | 2023-10-23 | Common Stock (400000) | Direct |
| 2020-12-29 | Warrant (right to buy) | $0.27 | X | 3385212 | Disposed | 2024-12-12 | Common Stock (3385212) | Direct |
| 2020-12-29 | Warrant (right to buy) | $0.16 | X | 520820 | Disposed | 2021-05-30 | Common Stock (520820) | Direct |
| 2020-12-29 | Future Investment Rights | $0.27 | X | 350334 | Disposed | 2024-12-12 | Common Stock (350334) | Direct |
Footnotes
F1: On December 23, 2020 the registrant has voluntary reduced the exercise price of warrants to $0.001. The reporting person exercised a warrant to purchase shares of the registrant's common stock for the reduced exercise price.
F2: On December 29, 2020 the reporting person exercised a warrant to purchase 400,000 shares of the registrant's common stock for $0.16 a share. The reporting person paid the exercise price on a cashless basis, resulting in the registrant withholding of 3,077 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 396,923 shares.
F3: On December 29, 2020 the reporting person exercised a warrant to purchase 3,385,212 shares of the registrant's common stock for $0.27 a share. The reporting person paid the exercise price on a cashless basis, resulting in the registrant withholding of 28,210 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 3,357,002 shares.
F4: On December 29, 2020 the reporting person exercised a warrant to purchase 520,820 shares of the registrant's common stock for $0.16 a share. The reporting person paid the exercise price on a cashless basis, resulting in the registrant withholding of 4,340 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 516,480 shares.
F5: On December 29, 2020 the reporting person exercised a warrant to purchase 350,334 shares of the registrant's common stock for $0.27 a share. The reporting person paid the exercise price on a cashless basis, resulting in the registrant withholding of 2,919 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 347,415 shares.
F6: Exercisable five days following the public announcement of positive clinical data results for LO2A.